ISO 9001 2015 vs ISO 9001 2008

Both old and new standards cover essentially the same topics. However,
there are some important differences. Some of these are discussed below
.

Structure of the standard

Perhaps the biggest difference between the old and the new
standard is the structure. ISO 9001 2008 had five main sections
(4 to 8) and ISO 9001 2015 now has seven (4 to 10). This is because
the new edition uses the new Annex SL template. According to ISO,
all future management system standards (MSSs) will use this new
layout and share the same basic requirements. As a result, all new
MSSs will have the same basic look and feel.

A common structure is possible because basic concepts such as
management, customer, requirements, policy, procedure, planning,
performance, objective, control, monitoring, measurement, auditing,
decision making, corrective action, and nonconformity are common
to all management system standards. While this will make it easier for
organizations to implement multiple standards because they will all
share the same basic requirements, it may cause some disruption
in the short run as organizations get used to the new structure.

Context of the organization

Unlike the old standard, the new one expects you to understand
your organization's context before you establish its QMS. When
ISO 9001 2015 asks you to understand your organization's context
it wants you to consider the external and internal issues that are
relevant to its purpose and strategic direction and to think about
the influence these issues could have on its QMS and the
results it intends to achieve.

This means that you need to understand your organization's
external environment, its culture, its values, its performance, and
its interested parties before you develop its QMS. Why? Because
your QMS will need to be able to manage all of these influences.

And once you understand all of this, you're expected to use this
special insight to help you define the scope of your QMS and the
challenges it must deal with. While this will certainly help ensure
that organizations develop unique quality management systems
that address their own needs and requirements, doing all of this
could be quite a challenge for some organizations
.

Documented information

The new ISO 9001 2015 standard has also eliminated the long
standing distinction between documents and records. Now they
are both referred to as “documented information”. Why ISO chose
to abandon two common sense concepts and replace them with
one that is needlessly awkward and esoteric is not entirely clear.

According to ISO's definition, the term documented information
refers to information that must be controlled and maintained. So,
whenever ISO 9001 2015 uses the term documented information
it implicitly expects you to control and maintain that information
and its supporting medium. However, this isn't the whole story.

An annex to the new standard (A.6) further says that "Where
ISO 9001:2008 would have referred to documented procedures ...
this is now expressed as a requirement to maintain documented
information”
, and "Where ISO 9001:2008 would have referred to
records this is now expressed as a requirement to retain
documented information"
.

So, whenever the new standard refers to documented information
and it asks you to maintain this information, it's talking about what
used to be referred to as procedures, and whenever it asks you to
retain
this information
, it's talking about what used to be called
records. So sometimes it must be maintained and sometimes it
must be retained (contrary to what the official definition says).

So, while the definition of the term "documented information"
abandons the distinction between documents (or documented
procedures) and records, through the use of the words "maintain"
and "retain" and because of what this means (according to Annex A)
the main body of the standard actually restores this distinction.

In other words, while documents and records were kicked out the
front door, they were actually allowed back in through the back door
.

Risk-based thinking

According to the new standard, “risk-based thinking has always
been implicit in ISO 9001”
. According to this perspective, ISO 9001
has always been about anticipating and preventing mistakes, which
is what risk-based thinking is all about. That's why we train people,
why we plan our work, why we assign roles and responsibilities, why
we validate and verify results, why we audit and review activities, and
why we monitor, measure, and control processes. We do these things
because we want to prevent mistakes. We do them because we're
trying to manage risk. So, if we think of risk-based thinking in this
way, it's always been an inherent part of ISO 9001. Before it was
implicit; now it's explicit.

So what kind of thinking is risk-based thinking and how is it applied?
What does the new standard expect organizations to do? The new
standard expects organizations to identify and address the risks
that could influence their ability to provide compliant products and
services and to satisfy customers. It also expects them to identify
and address the opportunities that could enhance their ability to
provide compliant products and services and to satisfy customers.

The new ISO standard also expects organizations to identify the
risks and opportunities that could influence the performance
of their quality management systems or disrupt their operation
and then it expects them to define actions to address these risks
and opportunities. It then further expects them to figure out how
they're going to make these actions part of their QMS processes
and how they're going to implement, control, evaluate, and review
the effectiveness of these actions and these processes.

While risk-based thinking is now an essential part of the new 
standard, it does not actually expect you to implement a formal
risk management process nor does it expect you to document
your risk-based approach
.

Requirements and exclusions

Section 1.2 of ISO 9001 2008 says that organizations may
exclude or ignore product realization requirements (section 7)
if they cannot be applied and if doing so doesn't interfere with its
ability or responsibility to meet customer and legal requirements.
The new standard takes a similar approach but, instead, seems
to apply this thinking to all requirements.

Section 4.3 of ISO 9001 2015 says “Where a requirement of this
International Standard within the determined scope can be applied,
then it shall be applied to the organization.”
So once you’ve defined
the scope of your organization’s QMS, ISO 9001 2015 says that every
requirement must be applied within the boundaries defined by your
statement of scope.

However, while the new ISO 9001 2015 standard says that every
requirement must be applied, section 4.3 and Annex A5 also says
that any requirement may be excluded if it cannot be applied, if you
can justify and explain why it can’t be applied, and if excluding it
does not undermine your ability or responsibility to ensure that
products and services are in compliance.

So, the message is clear: if a requirement can be applied you
can't just ignore it. You must apply it. And if you really can’t
apply it, you better be able to explain why not
.

Objects, outputs, products, and services

The definition of the term “object” is new. The introduction of
the term “object” to mean anything conceivable or perceivable
and its use in various definitions (quality, design and development,
innovation, review, traceability) seems to suggest that the new
ISO 9001 standard can be applied to any object whatsoever.
In theory at least, this greatly expands its scope.

What ISO 9000 2005 used to call a “product” the new standard
now calls an “output”. The two definitions are the same. Since the
term “output” was not defined in 2005, this shift in terminology
suggests that the process approach is now even more central
to the new standard.

And to further complicate things, the old definition of “product” has
now been split into three separate definitions for the terms output,
product, and service. “Output” is the general concept since both
products” and “services” are now thought of as “outputs
.

Other clarifications and modifications

While the previous changes could be the most important ones, the
new standard has also clarified some requirements and modified
others. Some of these changes are listed below.

The old standard said that a “service” was a type of “product”.
Now, the phrase "products and services" is used throughout the
new standard and the term "service" has received its own definition.
This should help make it clear that ISO 9001 2015 applies not only
to manufacturers but also to all types of service providers.

What used to be called “customer property” has been modified
and greatly expanded to include products, services, and processes
belonging to all types of external providers (including customers).
The new standard now expects you to control externally provided
products and services if they are included in your products or
services or if they are provided directly to customers.

The old definition of “continual improvement” has changed.
When ISO 9001 2008 asked you to make continual improvements
it was asking you to improve your ability to fulfill requirements.
Now, ISO 9001 2015 says it means enhancing performance
(getting better results). This is an important shift.

According to the new standard, organizations must now identify,
acquire, and share the “knowledge” that personnel need in order
to support process operations and achieve conformity of
products and services.

The old concept of “product realization” is gone. Most of the
material in the old product realization section has been modified
and moved to the new ISO 9001 2015 section on Operations.

The term “management representative” has been dropped.
The management duties and responsibilities that were previously
assigned to someone called a “management representative” may
now be assigned either to one person or to many people.

"Preventive action" has also disappeared. It’s been replaced
by "risk-based-thinking", evidently because both approaches try
to achieve the same thing. Both try to prevent future problems.
Once you introduce risk-based thinking, you no longer need a
separate clause on preventive action. It's redundant.

While the old standard asked you to use monitoring and measuring
equipment”, the new standard refers to monitoring and measuring
resources”. This is a more flexible approach to monitoring and
measuring because it recognizes the fact that these activities
can often be carried out without the use of equipment
.


MORE ISO 9001 2015 PAGES

ISO 9001 2015 Introduction

Quality Management Principles

Outline of ISO 9001 2015 Standard

Overview of ISO 9001 2015 Standard

Plain English ISO 9000 2015 Definitions

ISO's Process Approach in Plain English

ISO 9001 2015 Translated into Plain English

Updated on November 28, 2014. First published on November 26, 2014.

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